Hidden fields
Books Books
" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Problems in the Securities Industry: Hearing Before the Subcommittee on ... - Page 30
by United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1969 - 138 pages
Full view - About this book

Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 pages
...title or of any rule or regulation thereunder, If and to the extent that such exempli ou is necessary or appropriate in the public interest and consistent with the protection of investons and the purposes fairly intended by the policy and provisions of this title. •Section 10...
Full view - About this book

Decisions and Reports, Volume 28

United States. Securities and Exchange Commission - 1955 - 1022 pages
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...purposes fairly intended by the policy and provisions of this tide. " 'Bankers Securities Corporation, et al., 24 SEC 398(1946); Bankers Securities Corporation,...
Full view - About this book

Decisions and Reports, Volume 35

United States. Securities and Exchange Commission - 1957 - 756 pages
...transactions, from any provision or provisions of this title or of any rule, or regulation thereunder, if and to the extent that such exemption Is necessary...purposes fairly intended by the policy and provisions of this title." 35 SEC— IC — 40 1984 tinuous maturing and liquidation of American Annuity's outstanding...
Full view - About this book

Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 pages
...transactions, from any provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary...consistent with the protection of Investors and the purpose fairly Intended by the policy and provisions of this title." 25 8. HC Sale* price, $41,000....
Full view - About this book

Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - 1943 - 1160 pages
...conditionally or unconditionally any person, security or transaction from any or all provisions of the Act to the extent that such exemption is necessary or...with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding an offer to...
Full view - About this book

Decisions and Reports, Volume 18

United States. Securities and Exchange Commission - 1950 - 948 pages
...respect of the time within which Cliffs is required to mail its annual report to its stockholders is appropriate in the public interest and consistent...purposes fairly intended by the policy and provisions the reporting company la a non-dlverslfled company having one or more majority-owned subsidiaries which...
Full view - About this book

Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 pages
...question under Section 6 (c) whether an exemption with respect to the exchange offer is "necessary or appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act." Sections 25 (b) and 25 (c) relating to reorganizations of registered...
Full view - About this book

Decisions and Reports, Volume 24

United States. Securities and Exchange Commission - 1953 - 734 pages
...UNDEB SECTION 8 (C) Section 6 (c) permits us to exempt "any transaction" from "any provision" of the Act "if and to the extent that such exemption is necessary...appropriate in the public interest and consistent with the *Bugh n. Baker, 22 SEC 882 (1046), Section 17 (a) (2) provides In part: It shall be unlawful for...
Full view - About this book

Decisions and Reports, Volume 15

United States. Securities and Exchange Commission - 1949 - 1134 pages
...liquidation. The final distribution will be made to stockholders not later than November 1, 1946. It is appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act to grant applicant the exemption hereinafter provided. Wherefore...
Full view - About this book

Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - 1953 - 824 pages
...respective participations In all the expenses incurred and benefits derived therefrom held that it is appropriate In the public interest and consistent with the protection of investors and the purposes of the Act to grant, subject to certain conditions, the exemption relief requested so that individual...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF