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" ... group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Page 341
by United States - 1997 - 720 pages
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 pages
...certificate of deposit for a security, fractional undivided Interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The interest in question is evidenced by a so-called "mineral rights...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
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United States Code, Volume 2

United States - 1953 - 1692 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, , purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
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United States Code, Volume 2

United States - 2000 - 1216 pages
...currency, or, in general, any interest or instrument commonly known as a "security", or any certifícate of Interest or participation in, temporary or interim...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. As you will note, the definition does not mention employee savings...
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United States Reports: Cases Adjudged in the Supreme Court, Volume 328

United States. Supreme Court - 1947 - 978 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Opinion of the Court. 328 US as separate transactions involving no...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 524 pages
...preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general, any interest or Instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing, except that a security shall not include an account insured, in whole...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1981 - 820 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under § 3316.3-2 of this...
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