 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in ยง 3 (a) (10 of the Securities Exchange... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...voting-trust certificate, certificate of interest in property tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...or dealer solicits such business, or to whom a broker or dealer extends credit on auy security. 9. The term "person" means an individual, a corporation,...company, a trust, any unincorporated organization or exchange. As used in this paragraph the term " trust " shall include only a trust where the interest... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 pages
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security " ; or any...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"... | |
 | United States - 1935 - 294 pages
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a " security ", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or... | |
 | New York (State) - 1936 - 1416 pages
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (2) The term "person"... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (3) The term "issuer",... | |
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... security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 
