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" Committee, guilty of wilful violation of the Constitution of the Exchange, or of any resolution of the Governing Committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of... "
Money Trust Investigations - Page 1313
by United States. Congress. House. Committee on Banking and Currency - 1913
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Constitution of the Boston Stock Exchange with Rules and Resolutions Adopted ...

Boston Stock Exchange - 1905 - 94 pages
...Committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled as the said Committee may determine, unless some other penalty is expressly provided for such offence. SECT....
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The New York Supplement, Volume 118

1909 - 1316 pages
...committee regulating the conduct or business of members, or of any conduct or proceeding Inconsistent with Just and equitable principles of trade, may be suspended or expelled as the said committee may determine, unless some other penalty Is expressly provided for such offense." A...
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Money Trust Investigation: Investigation of Financial and ..., Parts 16-29

United States. Congress. House. Committee on Banking and Currency - 1913 - 1260 pages
...constitution, rules, and regulations of the association, or of any resolution of the board of representalives regulating the business of the members, or of any...the rates of commission, now in force or hereafter ami'iuled. changed, or adopted by the board of representatives, shall be considered as detrimental...
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pt. 1-10; hearings of May 16 to December 12, 1912, including Index to parts 1-27

United States. Congress. House. Committee on Banking and Currency - 1913 - 938 pages
...committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled, as the said committee may determine, unless some other penalty Is expressly provided for such offense." A...
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A Handbook of Stock Exchange Laws Affecting Members: Their Customers ...

Samuel P. Goldman - 1914 - 312 pages
...Committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled as the said Committee may determine, unless some other penalty is expressly provided for such offense. SEC....
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Regulation of the Stock Exchange: Hearings Before the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency - 1914 - 958 pages
...that " a member who shall be nd judged * * * guilty * * * of any conduct or proceeding inconsistent with just and equitable principles of trade may be suspended or expelled " ; section 7, that a member may be required to submit to the governing committee or to any standing...
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Constitution of the New York Stock Exchange: And Resolutions Adopted by the ...

New York Stock Exchange - 1918 - 236 pages
...Committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled as the said Committee may determine, unless some other penalty is expressly provided for such offense. SEC....
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Constitution of the New York Curb Market and Resolutions Adopted by the ...

New York Curb Exchange - 1921 - 176 pages
...Governors regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled as the said Board may determine, unless some other penalty is expressly provided for such offense. SEC. 7....
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The Work of the Stock Exchange

James Edward Meeker - 1922 - 680 pages
...Committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled as the said Committee may determine, unless some other penalty is expressly provided for such offense. The...
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The Work of the Stock Exchange

James Edward Meeker - 1922 - 680 pages
...Committee regulating the conduct or business of members, or of any conduct or proceeding inconsistent with just and equitable principles of trade, may be suspended or expelled as the said Committee may determine, unless some other penalty is expressly provided for such offense. The...
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