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" ... furnishing capital to industry, financing promotional enterprises, purchasing securities of issuers for which no ready market is in existence... "
Stockholders Investment Act of 1974: Hearing Before the Subcommittee on ... - Page 308
by United States. Congress. Senate. Committee on Finance - 1974 - 368 pages
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Annual Report

United States. Small Business Administration - 1969 - 482 pages
...another investment company engaged in the business, among others, of financing promotional enterprises or purchasing securities of issuers for which no ready market is in existence provided that certain other conditions are met. In order to provide a framework in which investment...
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Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - 1953 - 824 pages
...security Issued by any one corporation engaged or proposing to engage In the business of underwriting, furnishing capital to Industry, financing promotional...and reorganizing companies or similar activities; provided — (1) That the securities Issued by such corporation (other than short-term paper and securities...
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Decisions and Reports, Volume 36

United States. Securities and Exchange Commission - 1956 - 716 pages
...securities Issued by any on* corporation engaged or proposing to engage in the business at underwriting, furnishing capital to industry, financing promotional...purchasing securities of issuers for which no ready market to in existence, and reorganizing- companies or similar activities provided among other things, that...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 pages
...security issued by any one corporation engaged or proposing to engage in the business of underwriting, furnishing capital to industry, financing promotional...issuers for which no ready market is in existence, and re organizing companies or similar activities; provided — (1) That the securities issued by such...
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United States Code, Volume 2

United States - 1953 - 1692 pages
...security issued by any one corporation engaged or proposing to engage in the business of underwriting, furnishing capital to industry, financing promotional...existence, and reorganizing companies or similar activities ; provided — (1) That the securities issued by such corporation (other than short-term paper and...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1964 - 356 pages
...security issued by any one corporation engaged or proposing to engage in the business of underwriting, furnishing capital to industry, financing promotional...and reorganizing companies or similar activities; provided — (1) That the securities issued by such corporation (other than short-term paper and securities...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1966 - 268 pages
...Act of 1958 or which is engaged or proposing to engage principally in the business of underwriting, furnishing capital to industry, financing promotional...and reorganizing companies or similar activities, or a company controlled by such a registered investment company, is a party, and to which a company...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 pages
...Act of 1958 or which Is engaged or proposing to engage principally In the business of underwriting, furnishing capital to industry, financing promotional...and reorganizing companies or similar activities, or a company controlled by such a registered Investment ary” as used in this section, means a company,...
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Volume and Stability of Private Investment: Hearings Before the ..., Parts 1-2

United States. Congress. Joint Committee on the Economic Report. Subcommittee on Investment, United States. Congress. Joint Economic Committee - 1949 - 740 pages
...investment companies to purchase securities of another corporation engaged in the business of underwriting, furnishing capital to industry, financing promotional...issuers for which no ready market is in existence, and similar activities, provided that the aggregate cost of the securities of such corporation purchased...
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Revenue Revisions of 1950: Hearings Before the Committee on Finance, United ...

United States. Congress. Senate. Committee on Finance - 1950 - 948 pages
...engaged principally in the business of furnishing capital to industry, financing new enterprises, and purchasing securities of issuers for which no ready market is in existence, and the engagement in such business and activities is stated to be a fundamental policy in the registration...
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