| United States. Small Business Administration - 1969 - 482 pages
...another investment company engaged in the business, among others, of financing promotional enterprises or purchasing securities of issuers for which no ready market is in existence provided that certain other conditions are met. In order to provide a framework in which investment... | |
| United States. Securities and Exchange Commission - 1953 - 824 pages
...security Issued by any one corporation engaged or proposing to engage In the business of underwriting, furnishing capital to Industry, financing promotional...and reorganizing companies or similar activities; provided (1) That the securities Issued by such corporation (other than short-term paper and securities... | |
| United States. Securities and Exchange Commission - 1956 - 716 pages
...securities Issued by any on* corporation engaged or proposing to engage in the business at underwriting, furnishing capital to industry, financing promotional...purchasing securities of issuers for which no ready market to in existence, and reorganizing- companies or similar activities provided among other things, that... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 pages
...security issued by any one corporation engaged or proposing to engage in the business of underwriting, furnishing capital to industry, financing promotional...issuers for which no ready market is in existence, and re organizing companies or similar activities; provided (1) That the securities issued by such... | |
| United States - 1953 - 1692 pages
...security issued by any one corporation engaged or proposing to engage in the business of underwriting, furnishing capital to industry, financing promotional...existence, and reorganizing companies or similar activities ; provided (1) That the securities issued by such corporation (other than short-term paper and... | |
| United States - 1964 - 356 pages
...security issued by any one corporation engaged or proposing to engage in the business of underwriting, furnishing capital to industry, financing promotional...and reorganizing companies or similar activities; provided (1) That the securities issued by such corporation (other than short-term paper and securities... | |
| 1966 - 268 pages
...Act of 1958 or which is engaged or proposing to engage principally in the business of underwriting, furnishing capital to industry, financing promotional...and reorganizing companies or similar activities, or a company controlled by such a registered investment company, is a party, and to which a company... | |
| 1970 - 670 pages
...Act of 1958 or which Is engaged or proposing to engage principally In the business of underwriting, furnishing capital to industry, financing promotional...and reorganizing companies or similar activities, or a company controlled by such a registered Investment ary as used in this section, means a company,... | |
| United States. Congress. Senate. Committee on Finance - 1950 - 948 pages
...engaged principally in the business of furnishing capital to industry, financing new enterprises, and purchasing securities of issuers for which no ready market is in existence, and the engagement in such business and activities is stated to be a fundamental policy in the registration... | |
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