Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..
U.S. Government Printing Office, 1934
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active amendments amount answer authority Backus balance bill bonds bought broker Building capital carried CHAIRMAN Cleveland Commission committee common Company Corporation court Curb customers deal December deposits directors effect evidence examination Exhibit fact Federal Reserve Board firm funds furnish give Guardian Trust HEALY Hotel income interest investment issue July listed loans Long loss margin matter mean member banks member firms Minnesota months necessary officers operations options organization PECORA percent period person practice present president profits properties proposed protection provision purchase question reason received REDMOND referred regulations representatives requirements result rules securities Senator KEAN Service shares Short sold speculation statement Stock Exchange suggested syndicate tion Trade transactions United UNTERMYER Washington York City York Stock Exchange
Page 7756 - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the hearing before the Commission, the court may order such additional evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper.
Page 7638 - The genius and character of the whole government seem to be, that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally ; but not to those which are completely within a particular state, which do not affect other states, and with which it is not necessary to interfere for the purpose of executing some of the general powers of the government.
Page 7757 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 7756 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Page 7754 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Page 7756 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Page 7757 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Page 7699 - That he is the applicant in the foregoing application, that he has read the same and knows the contents thereof, and that the same is true of his own knowledge, except as to the matters therein stated on information and belief, and as to those matters he believes it to be true.
Page 7753 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 7754 - ... to employ and fix the compensation of such attorneys, special experts, examiners, clerks, and other employees as it may from time to time find necessary for the proper performance of its duties and as may be from time to time appropriated for by Congress.