...problems dealt with? More specifically, what powers did the National Association of Securities Dealers, the New York Stock Exchange and the Securities and Exchange Commission have to deal with such problems? Four, to what extent were such powers effectively exercised? To what extent...

...problems dealt with? More specifically, what powers did the National Association of Securities Dealers, the New York Stock Exchange and the Securities and Exchange Commission have to deal with such problems? Four, to what extent were such powers effectively exercised? To what extent...

...may observe that they cannot help but be even more impressive. PUBLIC POLICY CONSIDERATIONS FAVORING EXCHANGE FUNDS Both the New York Stock Exchange and the Securities and Exchange Commission have enthusiastically approved the organization and operation of Exchange Funds. These regulatory agencies...

...privileges with a stronger conceptual base. We agree. And it appears from the daily newspapers that the New York Stock Exchange and the Securities and Exchange Commission have come around to your point of view, more or less — at one point — abandoning 19(b)-2 — because...

...highly desirable, not only for the thousands of investors involved, but for the Treasury as well. PUBLIC POLICY CONSIDERATIONS WHICH FAVOR THE REACTIVATION...Fund is looked upon by these regulatory agencies as an appropriate mechanism for the liberation and release of "lock-in" securities, now held by individual...

...statute including advances from SIPC. The trustee for Weis Securities and SIPC, with the support of the New York Stock Exchange and the Securities and Exchange Commission, have resisted these attempts to rescind and to date have been successful. Because of this litigation, and...

...some of the very institutions that should seeking to reverse it. It is an unfortunate irony to see both the New York Stock Exchange and the Securities and Exchange Commission pursuing laissez faire policies on shareholders' rights that are premised on the assumption that institutional...

...Co. was the subject of takeover efforts. Me promptly and forcefully brought this to the attention of both the New York Stock Exchange and the Securities and Exchange Commission staff and requested an immediate and complete investigation. He believe such behavior is injurious...

...Co. was the subject of takeover efforts. We promptly and forcefully brought this to the attention of both the New York Stock Exchange and the Securities and Exchange Commission staff and requested an immediate and complete investigation. We believe such behavior is injurious...

...directors must be rowing in the same direction toward the same goal. Unfortunately, top officials of the New York Stock Exchange and the Securities and Exchange Commission have not supported separation. It happened again today in Mr. Reed's testimony. This is a shame, and it...