| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1971 - 1866 pages
...problems dealt with? More specifically, what powers did the National Association of Securities Dealers, the New York Stock Exchange and the Securities and Exchange Commission have to deal with such problems? Four, to what extent were such powers effectively exercised? To what extent... | |
| United States. Congress. House. Committee on Ways and Means - 1973 - 432 pages
...these statistics up to date, but we may observe that they cannot help but be even more impressive. PUBLIC POLICY CONSIDERATIONS FAVORING EXCHANGE FUNDS...Exchange and the Securities and Exchange Commission have enthusiastically approved the organization and operation of Exchange Funds. These regulatory agencies... | |
| United States. Congress. House. Committee on Ways and Means - 1978 - 430 pages
...may observe that they cannot help but be even more impressive. PUBLIC POLICY CONSIDERATIONS FAVOEING EXCHANGE FUNDS Both the New York Stock Exchange and the Securities and Exchange Commission have enthusiastically approved the organization and operation of Exchange Funds. These regulatory agencies... | |
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