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" Both the New York Stock Exchange and the Securities and Exchange Commission have enthusiastically approved the organization and operation of Exchange Funds. These regulatory agencies look upon these Funds as a highly desirable mechanism for the controlled... "
Tax Proposals Contained in the President's New Economic Policy: Hearings ... - Page 1147
by United States. Congress. House. Committee on Ways and Means - 1971 - 1362 pages
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1971 - 1866 pages
...problems dealt with? More specifically, what powers did the National Association of Securities Dealers, the New York Stock Exchange and the Securities and Exchange Commission have to deal with such problems? Four, to what extent were such powers effectively exercised? To what extent...
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Study of the Securities Industry: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1971 - 1336 pages
...problems dealt with? More specifically, what powers did the National Association of Securities Dealers, the New York Stock Exchange and the Securities and Exchange Commission have to deal with such problems? Four, to what extent were such powers effectively exercised? To what extent...
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Study of the Securities Industry: Hearings, Ninety-second Congress, First ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1971 - 768 pages
...problems dealt with? More specifically, what powers did the National Association of Securities Dealers, the New York Stock Exchange and the Securities and Exchange Commission have to deal with such problems? Four, to what extent were such powers effectively exercised? To what extent...
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General Tax Reform (testimony from Administration and Public Witnesses ...

United States. Congress. House. Committee on Ways and Means - 1973 - 432 pages
...these statistics up to date, but we may observe that they cannot help but be even more impressive. PUBLIC POLICY CONSIDERATIONS FAVORING EXCHANGE FUNDS...Exchange and the Securities and Exchange Commission have enthusiastically approved the organization and operation of Exchange Funds. These regulatory agencies...
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Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1974 - 472 pages
...privileges with a stronger conceptual base. We agree. And it appears from the daily newspapers that the New York Stock Exchange and the Securities and Exchange Commission have come around to your point of view, more or less — at one point — abandoning 19(b)-2 — because...
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General Tax Reform (testimony from Administration and Public Witnesses ...

United States. Congress. House. Committee on Ways and Means - 1978 - 430 pages
...may observe that they cannot help but be even more impressive. PUBLIC POLICY CONSIDERATIONS FAVOEING EXCHANGE FUNDS Both the New York Stock Exchange and the Securities and Exchange Commission have enthusiastically approved the organization and operation of Exchange Funds. These regulatory agencies...
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Securities Investor Protection Act of 1977: Hearings Before the Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance - 1978 - 376 pages
...statute including advances from SIPC. The trustee for Weis Securities and SIPC, with the support of the New York Stock Exchange and the Securities and Exchange Commission, have resisted these attempts to rescind and to date have been successful. Because of this litigation, and...
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Pension Funds in the Capital Markets: Hearing Before the ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance - 1986 - 164 pages
...some of the very institutions that should seeking to reverse it. It is an unfortunate irony to see both the New York Stock Exchange and the Securities and Exchange Commission pursuing laissez faire policies on shareholders' rights that are premised on the assumption that institutional...
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Securities Regulation Issues: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1988 - 472 pages
...Co. was the subject of takeover efforts. Me promptly and forcefully brought this to the attention of both the New York Stock Exchange and the Securities and Exchange Commission staff and requested an immediate and complete investigation. He believe such behavior is injurious...
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Securities Regulation Issues: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1988 - 544 pages
...Co. was the subject of takeover efforts. We promptly and forcefully brought this to the attention of both the New York Stock Exchange and the Securities and Exchange Commission staff and requested an immediate and complete investigation. We believe such behavior is injurious...
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