 | United States. Securities and Exchange Commission - 1945 - 1290 pages
...is controlled by, or is under common control with the registrant. The term "control" is defined as "the possession, directly or indirectly, of the power...ownership of voting securities, by contract or otherwise." The instructions further provide: "If in any instance the existence of control is open to reasonable... | |
 | United States. Interstate Commerce Commission - 1975 - 1030 pages
..."Control" (including the terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall... | |
 | United States. Interstate Commerce Commission - 1975 - 1066 pages
...(-including the terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall... | |
 | United States. Securities and Exchange Commission - 1955 - 144 pages
...the organizatioi incorporated or unincorporated person. 30 GENERAL RULES AND REGULATIONS 31 Control. The term "control" (including the terms "controlling,"...whether through the ownership of voting securities, lay contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or... | |
 | United States. Securities and Exchange Commission - 1956 - 900 pages
...with any governmental agency) the >rganization or creation of an incorporated or mincorporated person. of a person, whether through the ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term... | |
 | 1943 - 1104 pages
...term "control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two persons (individuals,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 pages
...defined to mean "the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...of voting securities, by contract, or otherwise." The Commission has reasonable grounds to believe that in 1934 general proxies, to remain in full force... | |
 | United States. Bituminous Coal Division - 1943 - 1380 pages
...trem "control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons (individuals, firms,... | |
 | 1975 - 828 pages
...intermediaries, controls, or is controlled by, or is under common control with, the person speclfied¿ (C) The term “amount,” when used with respect...contract, or otherwise. (g) The term “employee” does nct Include a director, trustee, or officer. (h) The term “equity capital aS counts” means capItal... | |
 | 1977 - 970 pages
...with»See Appendix of Regulation P published by the Board of Governors of the Federal Reserve System. out filing with any governmental agency) the organization...reserve for contingencies and other capital reserves. (1) The term "fiscal year" means the annual accounting period or, if no closing date has been adopted,... | |
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... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... 
