 | United States. Securities and Exchange Commission - 1956 - 1016 pages
...receives in consideration of services or property, or both services and property, 10 percent or more of any class of securities of the Issuer or 10 percent...take part in founding and organizing the enterprise." of his activities which led to the formation of registrant and his receipt of the money for his assignments... | |
 | United States. Securities and Exchange Commission - 1970 - 166 pages
...receives in consideration of services or property or both services and property 10 percent or more of any class of securities of the issuer or 10 percent...more of the proceeds from the sale of any class of such securities. However, a person who receives such securities or proceeds either solely as underwriting... | |
 | United States. Securities and Exchange Commission - 1956 - 900 pages
...conxideration of fierviccs or property or both fterviiwt mid property 10 percent or more of any claim of securities of the issuer or 10 percent or more of the proceeds from the sale of any class of such seciiriticH. However, a person who recfllvtM such Hocuritics or proceeds either solely as underwriting... | |
 | United States. Securities and Exchange Commission - 1944 - 1290 pages
...or both services and property, ten percent or more of any class of securities of tbe Issuer or ten percent or more of the proceeds from the sale of any...take part In founding and organizing the enterprise." * Tpret Cadillac Jf ..-.'•- Limited, supra. none of the literature on which the indictments were... | |
 | 1997 - 714 pages
...receives in consideration of services or property, or both services and property, 10 percent or more of any class of securities of the issuer or 10 percent...take part in founding and organizing the enterprise. (t) Registrant. The term registrant means the issuer of the securities for which an application, a... | |
 | 1979 - 1228 pages
...enterprise of the issuer, directly or indirectly receives in consideration of services or property 10 percent or more of the proceeds from the sale of...take part in founding and organizing the enterprise. NOTE: Commissions may not be paid or given for soliciting buyers or in connection with sales of securities... | |
 | 1978 - 1130 pages
...receives in consideration of services or property, or both services and property, 10 percent or more of any class of securities of the issuer or 10 percent...the meaning of this paragraph if such person does otherwise take part in founding and organizing the enterprise. Province. A "Province" is any Province... | |
 | 2000 - 986 pages
...of securities of the issuer or 10 percent or more of the proceeds from the sale of any class of such securities. However, a person who receives such securities...take part in founding and organizing the enterprise. (2) All persons coming within the definition of "promoter" in paragraph (1) of this definition may... | |
 | 1996 - 888 pages
...of securities of the issuer or 10 percent or more of the proceeds from the sale of any class of such securities. However, a person who receives such securities...take part in founding and organizing the enterprise. (2) All persons coming within the definition of "promoter" in paragraph (1) of this definition may... | |
 | 1968 - 782 pages
...of securities of the Issuer or 10 percent or more of the proceeds from the sale of any class of such securities. However, a person who receives such securities...person does not otherwise take part In founding and organlztug the enterprise. (o—1) ¿ Prospectus. Unless otherwise specified or the context otherwise... | |
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Any person who, in connection with the founding or organizing of the business or enterprise of an issuer, directly or indirectly receives in consideration of services or property, or both services and property, 10 percent or more of any class of securities... 
