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" ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
Laws Relating to Securities Commission, Exchanges and Holding Companies - Page 27
by United States - 1973
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 pages
...fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly known as a 'security,' or any...temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...pre'jrganization certificate or subscription, transferable share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a...receipt for, or warrant or right to subscribe to or purchase, uny of the foregoing, but the term "security" as used in this Act shall out include any direct...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable share, investment contract,...draft, bill of exchange, or banker's acceptance which arises out of a current transaction or the proceeds of which have been or are to be used for current...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...preorganizition certificate or subscription, transferable share, investment contract, votingtmst certificate, or in general, any instrument commonly known as a...subscribe to or purchase, any of the foregoing, but the term "security" as used in this Act shall not include any direct ' ligation guaranteed as to principal...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...preorganization certificate or subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a...subscribe to or purchase, any of the foregoing, but the term "security" as used in this Act shall not include any direct obligation guaranteed as to principal...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 pages
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any State of the United States, the District...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 pages
...or transferring or assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 pages
...voting-trust certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a "...temporary or Interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing ; (17) "voting security"...
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Laws of the State of New York, Volume 1

New York (State) - 1936 - 1416 pages
...or transferring or assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of Time for delivery. the foregoing, is presented...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (3) The term "issuer",...
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