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" Commission deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly  "
Laws Relating to Securities Commission, Exchanges and Holding Companies - Page 14
by United States - 1973
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Decisions and Reports, Volume 11

United States. Securities and Exchange Commission - 1945 - 1290 pages
...sellers' commission. As used In this paragraph the term "issuer" shall include. In addition to an Issuer, any person directly or Indirectly controlling or controlled...direct or indirect common control with the issuer. a Section 5 (a) provides : Unless a registration statement is In effect as to a security, It shall...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...the differentiation of investment anil operating income, and in the preparation, where the commission deems it necessary or desirable, of consolidated balance...indirectly controlling or controlled by the issuer • Mr. PECORA. Pardon me; I cannot find that language in the bill. Mr. WHITNEY. Section 18 (b). I...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 pages
...deems it necessary or desirable, of consolidated balance sheets or income accounts of any ]>ers<>ri directly or indirectly controlling or controlled by...direct or indirect common control -with the issuer. Mr. CORCORAN. But that again conies down to uniform accounting methods, which we have just discussed,...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...the valuation of assets and liabilities, I am quoting from the bill — STOCK EXCHANGE REGULATION 513 it necessary or desirable, of consolidated balance...indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...and depletion, in the differentiation of recurring and nonrecurring incomes and in the preparation of consolidated balance sheets or income accounts...directly or indirectly controlling or controlled by the user or any person under direct or indirect control with the issuer; to carry on any type of investigation...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...and depletion, iu the differentiation of recurring and nonrecurring incomes and in the preparation of consolidated balance sheets or income accounts...directly or indirectly controlling or controlled by the user or any person under direct or indirect control with the issuer; to carry on any type of investigation...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 pages
...income, and in the preparation, where the Commission deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions...
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Decisions and Reports, Volume 3

United States. Securities and Exchange Commission - 1940 - 1240 pages
...sellers' commission. As used In this paragraph the term "Issuer" shall Include, in addition to an Issuer, any person directly or indirectly controlling or controlled...direct or indirect common control with the Issuer. & Son received a further $1,700 for the preparation of a report upon the organization and prospectus...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 pages
...persons. As used in this paragraph, the term "distribution" means a distribution on behalf of the issuer, any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. (b) The exemptions granted by paragraph (a) shall be subject to the condition that, if the dealer is...
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Wisconsin Session Laws

Wisconsin - 1939 - 1150 pages
...this chapter. As used in this subsection, the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. funding issue until such first lien is established, and the total amount of such securities does not...
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