| United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 pages
...connection with the purchase or sale of any security; or (4) has wilfully violated any provision of the Securities Act of 1933 or the Securities Exchange Act of 1934 or any rule or regulation duly promulgated thereunder; or (5) has committed any fraud or engaged in... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...EFFECT ON EXISTING LAW SEC. 24. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
| United States. Congress. Senate. Committee on Finance - 1939 - 1104 pages
...provided, nothing in this to£flect on MlstinE title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or 494|tat^. "• 88l: the Public Utility Holding Company Act of 1935, over any person, ^ u^sccbs.... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...EFFECT ON EXISTING LAW SEC. 24. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
| United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 pages
...remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, or otherwise at law or in equity; but no person... | |
| United States. Congress. Senate. Committee on the Judiciary - 1937 - 546 pages
...subjects covered, however, whether good, bad, or indifferent, are properly within the scope of either the Securities Act of 1933, or the Securities Exchange Act of 1934, and that the administration of such matters might more properly be left to the Securities and Exchange... | |
| United States. Congress. Senate. Committee on the Judiciary - 1937 - 846 pages
...doing business in interstate commerce which have not made any public offerings since the enactment of the Securities Act of 1933 or the Securities Exchange Act of 1934, and whose securities are not listed on any national securities exchange. Accordingly, although the... | |
| United States. Securities and Exchange Commission - 1958 - 1232 pages
...statements filed with thla Commission pursuant to lt> rules and regulations under the Securities Act of 1983 or the Securities Exchange Act of 1934 are prepared...accordance with accounting principles for which there Is no Hubstnntlal authority, such financial statements will !><• presumed to be misleading or Inaccurate... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 pages
...EFFECT OF EXISTING LAW SEC. 15. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
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