The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1995 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Page 16
... person partici- pating in the conduct of the affairs of a savings association , affiliate service corporation , savings and loan holding company , or subsidiary of such a hold- ing company , where such person has been suspended or ...
... person partici- pating in the conduct of the affairs of a savings association , affiliate service corporation , savings and loan holding company , or subsidiary of such a hold- ing company , where such person has been suspended or ...
Page 20
prove or disapprove a person's proposed acquisition of an institution and / or in- stitution holding company ... person associated or seek- ing to become associated with a gov- ernment securities broker or dealer for which the ...
prove or disapprove a person's proposed acquisition of an institution and / or in- stitution holding company ... person associated or seek- ing to become associated with a gov- ernment securities broker or dealer for which the ...
Page 22
... person shall appear as counsel for another person in an adjudicatory proceeding if it reasonably appears that such representation may be mate- rially limited by that counsel's respon- sibilities to a third person or by the counsel's own ...
... person shall appear as counsel for another person in an adjudicatory proceeding if it reasonably appears that such representation may be mate- rially limited by that counsel's respon- sibilities to a third person or by the counsel's own ...
Page 23
... person interested in the proceed- ing ; and ( ii ) The administrative law judge handling that proceeding , the Director or a decisional employee . ( 2 ) Exception . A request for status of the proceeding does not constitute an ex parte ...
... person interested in the proceed- ing ; and ( ii ) The administrative law judge handling that proceeding , the Director or a decisional employee . ( 2 ) Exception . A request for status of the proceeding does not constitute an ex parte ...
Page 24
... person of suitable age and discretion at the subpoenaed person's residence , by registered or certified mail addressed to the person's last known address , or in such other manner as is reasonably calculated to give actual notice . ( e ) ...
... person of suitable age and discretion at the subpoenaed person's residence , by registered or certified mail addressed to the person's last known address , or in such other manner as is reasonably calculated to give actual notice . ( e ) ...
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Common terms and phrases
account holders acquired acquiror acquisition Administration administrative law judge affiliate agency amended amount application appraisal approval assets Authority citation bank board of directors borrower bylaws capital stock certificate charter ciation cluding deemed depository eral FDIC Federal Acquisition Regulation Federal savings association fice filed home office ings association institution interest investment issuance issued law judge lender loan holding company means meeting ment mortgage mutual holding company notice offering circular Office of Thrift paragraph payment percent period person plan of conversion preferred stock prior procedures proxy proxy statement purchase pursuant quired real estate regulations regulatory regulatory capital repurchase agreement request revised savings and loan savings asso savings association's securities service corporation shares sociation statement suant subchapter subpart subpoena subsidiary supervisory term thereof Thrift Supervision tion transaction trust voting
Popular passages
Page 192 - States, or (B) any other proposed merger transaction whose effect in any section of the country may be substantially to lessen competition, or to tend to create a monopoly, or which in any other manner would be in restraint of trade, unless it finds that the anticompetitive effects of the proposed transaction are clearly outweighed in the public interest by the probable effect of the transaction in meeting the convenience and needs of the community to be served.
Page 329 - ... certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly known as a "security...
Page 150 - The act of a majority of the Directors present at a meeting at which a quorum is present shall be the act of the Board of Directors unless the act of a greater number is required by law or by these By-Laws.
Page 269 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Page 162 - The attendance of a director at any meeting shall constitute a waiver of notice of such meeting, except where a director attends a meeting for the express purpose of objecting to the transaction of any business because the meeting is not lawfully called or convened. Neither the business to be transacted at, nor the purpose of, any regular or special meeting of the Board need be specified in the notice or waiver of notice of such meeting, unless specifically required by law or by these by-laws.
Page 257 - ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as such person or who is a director or officer of the registrant or any of its parents or subsidiaries.
Page 44 - ... at his dwelling house or usual place of abode with some person of suitable age and discretion then residing therein.
Page 159 - When a meeting is adjourned for thirty days or more, notice of the adjourned meeting shall be given as in the case of an original meeting. Save as aforesaid it shall not be necessary to give any notice of an adjournment or of the business to be transacted at an adjourned meeting.
Page 163 - ... may be taken without a meeting if a consent in writing, setting forth the action so taken, shall be signed by all of the shareholders entitled to vote with respect to the subject matter thereof.
Page 64 - Board or its designee will make a prompt investigation whenever a compliance review, report, complaint, or any other information indicates a possible failure to comply with this part. The investigation should include, where appropriate, a review of the pertinent practices and policies of the recipient, the circumstances under which the possible noncompliance with this part occurred, and other factors relevant to a determination as to whether the recipient has failed to comply with this part.