 | United States. Securities and Exchange Commission - 1956 - 900 pages
...ubstantial beneficial interest or as to which erson serves as trustee or in a similar fiducipacity, and (3) any relative or spouse of such person, or any relative...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard... | |
 | 1969 - 820 pages
...beneficial Interest or as to which such person serves as trustee or In a similar fiduciary capacity, and (Iii) any relative or spouse of such person, or...the applicant or any of Its parents or subsidiaries. (5) AssociatIon members. The term “association members” refers to persons who, pursuant to the... | |
 | 1990 - 560 pages
...substantial benefical interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person, or any relative...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Business development company. The term "business... | |
 | 1970 - 670 pages
...or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spome of such person. or any relative of such spouse, who...such person or who is a director or officer of the registrant or any of its parents er subsidiaries. c¿ Certified. The term “certified” when used... | |
 | 1968 - 768 pages
...percent of the voting trust certificates; and (d) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...such person or who Is a director or officer of the issuer or any of its parents or subsidiaries. Instructions. 1. This item applies to any person who... | |
 | 1978 - 1266 pages
...security holder named in answer to Item 12(a); (3) any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home...as such person or who is a director or officer of any parent or subsidiary of the bank; or (4) the bank or any of its subsidiaries. Instructions. 1.... | |
 | 1979 - 1228 pages
...the registrant's voting securities; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home as such person or who Is a director of officer of any parent or .subsidiary of the registrant. Instructions. I. No Information need be... | |
 | 1979 - 1804 pages
...the registrant's voting securities; and (4) Any relative or spouse of any of the foregoing persons, or any relative of such spouse, who has the same home as such person or who is a director of officer of any parent or subsidiary of the registrant. Instructions. 1. No information need be given... | |
 | 1979 - 1462 pages
...interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number... | |
 | 1984 - 1238 pages
...in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative ol such spouse, who has the same home as such person or who is a director or officer o: the bank or any of its parents or subsidiar ies." (§ 206.2(d>.) 3"The term 'immediate family' includes... | |
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... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... 
