 Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and...  Annual Report of the SEC. - Page 194by United States. Securities and Exchange Commission - 1963Full view - About this book
 | United States. Securities and Exchange Commission - 1945 - 1290 pages
...not difficult to find. As to the second part of Section 30, calling for the investment trust study, the Investment Company Act of 1940 and the Investment Advisers Act of 1940 furnish the answer. As to the utility studies and recommendations, there was always a reason unconnected... | |
 | United States. Congress - 1941 - 874 pages
...amended; and the registration and regulation of investment companies and investment advisers under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Objectives of the Securities Act of 1933. — The Securities Act of 1933 is designed to compel full... | |
 | United States. Congress. House. Temporary National Economic Committee - 1941 - 474 pages
...deficiencies found in their organization and operation. The Commission's studies led to the enactment of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Both acts were passed unanimously by the Congress and signed by the President on August 23. 1940. 'Temporary... | |
 | United States. Congress. House. Appropriations - 1941 - 1532 pages
...amended, the Securities Exchange Act of 1934, as amended, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940, the Commission is required to make available to the public the information contained in any application,... | |
 | United States. Congress. House. Appropriations - 1941 - 1222 pages
...ADVISERS ACT OF 1940 The fifth project is in connection with the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Our justifications for this project start at the bottom of page 37. Our administration of these acts... | |
 | United States. Congress. House. Committee on Public Buildings and Grounds - 1942 - 756 pages
...the Public Utility Act of 1935), the Over-the-Counter Act of 1938, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940; and it has substantial duties in connection with chapter X of the National Bankruptcy Act. Its activities... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 pages
...Securities Exchange Act of 1934," dated August 7, 1941. referred to hereinafter as the SEC Report. a The Investment Company Act of 1940 and the Investment Advisers Act of 1940, both enacted since the date of the last report of the Special Committee, have not been dealt wi(h because... | |
 | United States. Congress. House. Committee on Appropriations - 1942 - 1606 pages
...460 Base for 1942 5, 298, 540 Increase requested in 1942 for the administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 (add) 81, 460 381 The increase of $81,460 requested in 1942 for the administration and enforcement... | |
 | United States. Congress. House. Committee on Appropriations - 1943 - 1322 pages
...the Securities Exchange Act of 1934 ;" the Securities Act of 1933; the Trust Indenture Act of 1939; the Investment Company Act of 1940; and the Investment Advisers Act of 1940. Also, we perform duties under the provisions of chapter X of the Bankruptcy Act, that being the reorganization... | |
| |
