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" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Decisions and Reports - Page 369
by United States. Securities and Exchange Commission - 1953
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Decisions of the Comptroller General of the United States, Volume 71

United States. General Accounting Office - 1922 - 640 pages
...Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent...intended by the policy and provisions of [the Act]. 15 USC ยง 80a-6(c). Pursuant to its determination that Flex-funds was not at fault for the late filing,...
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Decisions and Reports, Volume 15

United States. Securities and Exchange Commission - 1949 - 1134 pages
...liquidation. The final distribution will be made to stockholders not later than November 1, 1946. It is appropriate in the public interest and consistent...investors and the purposes fairly intended by the policies and provisions of the Act to grant applicant the exemption hereinafter provided. Wherefore...
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Decisions and Reports, Volume 28

United States. Securities and Exchange Commission - 1955 - 1022 pages
...order of exemption if we find that such exemption is necessary or appropriate in the public interestand consistent with the protection of investors and the...intended by the policy and provisions of the Act. We have held that this broad power must not be so freely applied that the basic objectives of the Act...
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Decisions and Reports, Volume 23

United States. Securities and Exchange Commission - 1953 - 824 pages
...respective participations In all the expenses incurred and benefits derived therefrom held that it is appropriate In the public interest and consistent with the protection of investors and the purposes of the Act to grant, subject to certain conditions, the exemption relief requested so that individual...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - 1943 - 1160 pages
...transaction from any or all provisions of the Act to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes of the Act. The applicant now has only three individual stockholders. It has outstanding an offer to...
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Decisions and Reports, Volume 8

United States. Securities and Exchange Commission - 1941 - 1124 pages
...compliance with the provisions of the Act held that a temporary exemption will be granted as necessary or appropriate in the public Interest and consistent with the protection of Investors and the purposes of the Act APPEARANCES : Harry S. Carver, of the Investment Company Division of the Commission. Herbert...
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Decisions and Reports, Volume 24

United States. Securities and Exchange Commission - 1953 - 734 pages
...company . . . any security or other property (except securities of which the seller Is the Issuer) . . . protection of investors and the purposes fairly intended by the policy and provisions of this title." Section 6 (c) was inserted in the Act to take care of the exceptional situations and transactions...
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Decisions and Reports, Volume 39

United States. Securities and Exchange Commission - 1962 - 1022 pages
...cause shown, may continue the exemption herein granted for such time as it may find it necessary or appropriate in the public interest and consistent with the protection of investors and the puropose fairly intended by the policy and provisions of the Act and in the event of the filing of...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 pages
...connection with a proposed merger which cannot be consummated without the approval of stockholders 4, is appropriate in the public interest and consistent with the protection of investors and with the purposes fairly intended by the policy and provisions of the Investment Company Act. IT Is...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 pages
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of investors that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to sales load...
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