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" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange— [b] To use or employ, in connection with the purchase... "
Decisions and Reports - Page 377
by United States. Securities and Exchange Commission - 1953
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To nss or employ in connection with the purchase or sale...security registered on a national securities exchange any device or contrivance whichv or any device or contrivance in a way or manner which the Commission;...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...we have limited that section to read : To engage in any series of transactions for the purchase and sale of any security registered on a national securities exchange or any security not so Teglstered for the purpose of pegging, fixing, or stabilizing the price of such security in contravention...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the Commission...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the Commission...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...investors; (b) To use or employ or to execute or accept for execution any stop-loss order in connection with the purchase or sale of any security registered on a national securities exchange except in accordance with such rules and regulations as the Commission shall prescribe as appropriate...
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Decisions and Reports, Volume 16

United States. Securities and Exchange Commission - 1950 - 856 pages
...Interstate commerce or of the malls, or of any facility of any national securities exchange — (a) ... (b) to use or employ, in connection with the purchase...a national securities exchange or any security not BO registered, any manipulative or deceptive device or contrivance in contravention of such rules and...
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Decisions and Reports, Volume 36

United States. Securities and Exchange Commission - 1956 - 716 pages
...Indirectly, by the use of any means or Instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange —...or employ. In connection with the purchase or sale of any setlillty registered on a national securities exchange or any security not so registered, any...
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Decisions and Reports, Volume 9

United States. Securities and Exchange Commission - 1943 - 1160 pages
...the use of any rn or Instrumentality of Interstate commerce or of the mails, or of say facility of national securities exchange — (b) To use or employ, In connection with the purchase or safe of any registered on a national securities exchange or anV securUf mot to manipulative or deceptive...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 pages
...exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any security registered on a national securities exchange, in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 pages
...of such security by others. SECURITIES AND EXCHANGE COMMISSION to purchase the security, to induce the purchase or sale of any security registered on a national securities exchange by the circulation or dissemination in the ordinary course of business of information to the effect...
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