 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...terms "sale" and "sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock,...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,... | |
 | United States - 1935 - 294 pages
...check, draft, warrant, traveler's check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...contract, voting-trust certificate; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1304 pages
...participation in any profit-sharing agreement or in any oil, gas, other mineral royalty or lease, any collateral-trust certificate, preorganization certificate...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any instrument commonly known as a " security "... | |
 | New York (State) - 1936 - 1416 pages
...warrant, traveler's check, letter of credit, money order, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...contract, voting-trust certificate, certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership... | |
 | United States. Congress. Senate. Committee on Finance - 1962 - 808 pages
...under such a title or lease, collateral trust certificate, transferable share, voting trust certificate or, in general, any interest or instrument commonly...any certificate of interest, or participation in, any temporary or interim certificate, receipt or certificate of deposit for, or any warrant or right... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 pages
...securities within the meaning of Section 2 (1) of the Securities Act Section 2 (1) provides: The term "security" means any note, stock, treasury stock,...subscription, transferable share, investment contract, voting trust certificate, certificate of deposit for a security, fractional undivided Interest in oil,... | |
 | United States - 1938 - 48 pages
...Paragraph (1) of section 2 of the Securities Act of 1933 is amended to read as follows : "(1) The term 'security' means any note, stock, treasury stock,...in any profit-sharing agreement, collateral-trust certincatej preorganization certificate or subscription, transferable share, investment contract, voting-trust... | |
 | United States. Congress. House. Committee on the Judiciary - 1940 - 78 pages
...check, draft, warrant, traveler-s check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...contract, voting-trust certificate; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership... | |
 | United States - 1953 - 1692 pages
...exchange. (15) "National securities exchange" means an exchange registered under section 78f of this title. t of each and every private right of action arising...(Oct. 15, 1914, ch. 323, § 5, 38 Stat. 731.) CODIF precrganization certificate or subscription, transferable share, investment contract, voting-trust... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1944 - 922 pages
...conformity with its dominating general pur0 Section 2 (1) of the Act, 15 USC § 77b (1), provides: "The term 'security' means any note, stock, treasury stock,...profit-sharing agreement, collateral-trust certificate, preoiganization certificate or subscription, transferable share, investment contract, voting-trust... | |
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... securities act of 1933, as amended in 1934, are relevant. These sections follow: "Sec. 2. When used in this title, unless the context otherwise requires — "(1) The term 'security' means any note, stock, treasury stock, bond, debenture, evidence... 
