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" Section 15 of this title, which statement was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact, shall be liable to any person (not knowing that such statement was false or... "
Stock Exchange Regulation: Hearing Before the Committee...seventy-third ... - Page 6
by United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 941 pages
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 pages
...respect of any matter sufficiently important to influence the Judgment of an average investor shall be liable to any person (not knowing that such statement...misleading) who shall have purchased or sold a security — And so forth. I do not know how definitely you can establish the information of the person. It...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...regulation thereunder, which statement is false or misleading in respect of any material fact, shall be liable to any person (not knowing that such statement was false or misleading) who shall have suffered loss by reason of having purchased or sold a security in reliance on such statement and the...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...respect of any matter sufficiently important to influence the Judgment of an average investor shall be liable to any person (not knowing that such statement was false or misleadin!! | who shall have purchased or sold a security the price of which may hive been affected...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...respect of any matter sufficiently important to influence the judgment of an average investor shall be liable to any person (not knowing that such statement...misleading) who shall have purchased or sold a security to which such statement related, and the person injured thereby may sue in law or in equity in any...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 pages
...loss by reason of having purchased or sold a security in reliance on such statement and the person so injured may sue in law or in equity in any court of coiiiroteut ju.Hsdiction for the damages caused by such false or misleading statement. "(b) (No change.)...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...required to be stated therein or necessary to make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission) who, in reliance upon such statement or omission, shall have purchased or sold...
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Regulation of Sale Os Securities, Hearing Before a Subcommittee of ...,75-1 ...

United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 pages
...required to be stated therein or necessary to make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission) who, in reliance upon such statement or omission, shall have purchased or sold...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...required to be stated therein or necessary to make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission) who, in reliance upon such statement or omission, shall have purchased or sold...
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Legislative Calendar, Volume 53, Part 2

United States. Congress. Senate. Committee on Finance - 1939 - 1104 pages
...required to be stated therein or necessary to make the statements therein not misleading, shall be liable to any person (not knowing that such statement was false or misleading or of such omission) who, in reliance upon such statement or omission, shall have purchased or sold...
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Regulation of Over-the-counter Markets. Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...such broker or dealer any security at a price which was affected by such violation, and the person so injured may sue in law or in equity in any court of competent jurisdiction to recover the damages sustained as a result of any such violation. No action shall be maintained to...
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