 | United States. Securities and Exchange Commission - 1945 - 1290 pages
...In excess of the usual and customary distributors' or sellers' commission. As used In this paragraph the term "issuer" shall include. In addition to an...direct or indirect common control with the issuer. a Section 5 (a) provides : Unless a registration statement is In effect as to a security, It shall... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 pages
...deems it necessary or desirable, of consolidated balance sheets or income accounts of any ]>ers<>ri directly or indirectly controlling or controlled by...direct or indirect common control -with the issuer. Mr. CORCORAN. But that again conies down to uniform accounting methods, which we have just discussed,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 pages
...it necessary or 'i'-'irable. of consolidated balance sheets or income accounts of any person iro-tly or indirectly controlling or controlled by the issuer, or any person under ii'it or indirect common control with the issuer; but insofar as they relate t» any common carrier... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...quoting from the bill— it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled by the issuer or under common control with the issuer. This attempt to provide at a single stroke for a uniform accounting... | |
 | United States. Securities and Exchange Commission - 1938 - 128 pages
...the term "issuer" shall include, in addition to an "issuer" within the meaning of section 3 (a) (8), any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer. As used in this rule, the term "issue" shall include, in addition to an issue of securities issued... | |
 | United States - 1938 - 48 pages
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | United States. Securities and Exchange Commission - 1955 - 920 pages
...view to ... the distribution of any security" and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to an...indirectly controlling or controlled by the issuer . . ." The purpose of the last quoted provision of Section 2 (11) is to include persons controlling... | |
 | United States. Securities and Exchange Commission - 1956 - 716 pages
...connection with, the distribution of any security," and provides further that "As used in this paragraph the term 'issuer' shall include, in addition to an...issuer, any person directly or indirectly controlling . . . the issuer . . ." The purpose of the last quoted provision of Section 2 (11) is to include persons... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 pages
...In excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or in-iirectly controlling or controlled 6v the issuer, or any person untfw direct or indirect common... | |
 | Wisconsin - 1939 - 1150 pages
...for the purpose of violating or evading any provision of this chapter. As used in this subsection, the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. funding issue until such first lien is established, and the total amount of such securities does not... | |
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As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. 
