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Federal Reserve System-Continued

Board of Governors-Continued

Securities, dealers in-Continued

Credit by brokers, dealers, and members of national securities exchanges, 12 Part 220-Continued

Borrowing of securities, 12 § 220.103

Customers who are brokers or dealers, transactions of, 12 § 220.101
Federal credit union, assistance by, to its members, 12 § 220.110
International Bank for Reconstruction and Development, securi-
ties of, 12 § 220.108

New York Stock Exchange, designation of, for purposes of special-
ists transactions, 12 § 220.106

Ninety-day rule in special cash account, 12 § 220.105
Rights to subscribe, 12 § 220.102

Undermargined accounts, transactions in, 12 § 220.107
Interlocking relationships with member banks, 12 Part 218
Service of open-end investment company, 12 § 218.101

Loans to brokers or dealers, by banks, 12 § 221.103

Securities, stocks:

See also Public debt securities of United States.

Loans by member banks for purchasing or carrying registered stocks, 12 Part 221

Brokers or dealers, loans to, 12 § 221.103

Extensions of credit by bank, arranging for, 12 § 221.105

Federal credit unions, 12 § 221.104

"Good faith"; reliance on statement of purpose of loan, 12 § 221.106 Maximum loan value of stocks, 12 § 221.4

New York Stock Exchange; specialists transactions 12 § 221.102 Open-end investment company shares, loans to purchase, 12 § 221.107

Purpose of loan, determination and effect, 12 § 221.101

Purchases and sales by member banks:

Government securities; open market operations, 12 § 270.6

Investment securities, 12 Part 1

Transactions in undermargined accounts, 12 § 220.107

Speculative transactions, paper on; advances on, to member banks, prohibited, 12 § 201.3 (a) (3)

State banks:

See also Member banks.

Consolidation with national bank, 12 § 206.4

Membership in Federal Reserve System, 12 Part 208

Stock:

Capital stock of Federal Reserve Banks. See Federal Reserve Banks.
Registered stock on national securities exchanges. See Securities.

Stock exchanges. See Securities, dealers in.

Subpoena, of officers of Board or of Federal Reserve Banks, 12 § 261.4
Tax returns of corporations; inspection by Board of statistical transcript
cards prepared from, 26 § 458.322

Time deposits. See Deposits.

Trade acceptances; open market purchase, 12 Part 202

Treasury bills, bonds, certificates, etc.:

Functions of Federal Reserve Banks respecting, as fiscal agents. See
Fiscal agent of United States.

Purchase of Treasury bills; termination of policy of buying at % per-
cent per annum, and termination of repurchase option privilege,
12 § 281.1

Trust powers of national banks, 12 Part 206

Applications for exercise of powers, 12 §§ 206.1, 206.2

Books and accounts, 12 § 206.7

Change of name, 12 § 206.5

Common Trust Funds, 12 § 206.17

Acquisition of interest in participations of, 12 § 206.101

Aggregate investment in, 12 § 206.110

Audits, internal, of trust department, 12 § 206.111

Distribution of accrued income of, 12 § 206.105

Federal Reserve System-Continued

Board of Governors-Continued

Trust powers of national banks, 12 Part 206-Continued

Common Trust Funds, 12 § 206.17—Continued

Fees charged trusts holding participations in, 12 § 206.106
Limitations on participation in, 12 § 206.104

Operation as investment trust, 12 § 206.102

Publication of information concerning common trust fund, 12 § 206.113

Regulations respecting use of Common Trust Funds for investment of funds held for fiduciary purposes, 12 § 206.17

Transfers:

Direct transfer of United States bonds from individual trust to, 12 § 206.108

Inter-trust transfer of participations, 12 § 206.112

Valuation of securities in Fund:

Nonmarketable direct obligations of United States, 12 § 206.107
United States Savings Bonds, 12 § 206.103

Compensation of bank, 12 § 206.14

Consolidation:

Of national banks, 12 § 206.3

Of State bank with national bank, 12 § 206.4

Forms, 12 § 206.18

Insolvency of bank, 12 § 206.15

Statement of principles of trust institutions, 12 § 206.19

Surrender of trust powers, 12 § 206.16

Trust department:

Examinations of, 12 § 206.8

Management, 12 § 206.6

Trust funds:

See also Common Trust Funds.

Custody of trust securities and investments, 12 § 206.12

Deposit of securities with State authorities, 12 § 206.13

Investment, etc., 12 §§ 206.9, 206.10

Purchase or sale of trust assets to or from trustee bank or its

directors, officers or employees, 12 § 206.11

Trust investment committee; more than one committee, 12 § 206.109
Voluntary liquidation of bank, 12 § 206.15

Voluntary liquidation of national banks; action of liquidating agent in
connection with trusts and estates, 12 § 206.15

Voting permits, for holding company affiliates of member banks, 12 Part 216
Warrants (issued by municipalities in anticipation of collection of taxes):
Collection of, 12 Part 207

Purchase of, 12 Part 205

Federal Open Market Committee:

Information, submittals, or requests, 12 Part 271

Open market operations of Federal Reserve Banks, 12 Part 270

Rules on procedure, 12 Part 272

Statements of policy; purchase of Treasury bills, 12 § 281.1

Subpoena of persons having unpublished information of Committee, whether or not officers or employees of Federal Reserve System, 12 § 271.3

Federal savings and loan associations:

Fiscal agents of United States; regulations of Public Debt Bureau, Treasury Department, 31 Part 312

Operations, etc., regulations respecting. See Federal Home Loan Bank Board. Federal Savings and Loan System, regulations of, respecting Federal savings and loan associations. See Federal Home Loan Bank Board.

Federal Supply Service contracts:

Armed services procurement regulations, 32 §§ 5.101-5.303, 594.102
Regulations respecting. See General Services Administration.

Federal Supply Service Stores Depots, procurement from; Army regulations, 32 §§ 594.204, 594.204-1

Federal Trade Commission:

Agreements to cease and desist; procedure respecting agreements to cease and desist on stipulated facts, 16 §§ 1.51-1.57

Cease and desist agreements; procedure respecting agreements to cease and desist on stipulated facts, 16 §§ 1.51-1.57

Cease and desist orders, to firms engaged in various unfair trade practices:
Adjustments or corrections, delaying or withholding, 16 § 13.675
Advertising:

Advertising falsely or misleadingly, 16 §§ 13.10-13.285
Conspiring to consumate fraudulent advertising, 16 § 13.395

Agents or representatives, securing, falsely or misleadingly, 16 §§ 13.2115–
13.2165

Aiding, assisting and abetting unfair or unlawful act or practice, 16 § 13.290
Basing point price system. See Prices.

Bids or price quotations, sham or fictitious; submitting of, 16 §§ 13.495,
13.2255

Branding; misbranding, 16 §§ 13.1170-13.1355
Bribing:

Customers' employees, 16 §§ 13.305-13.325

Government officials, or employees, 16 § 13.320

Business, subsidizing of, 16 § 13.2260

Business status, advantages or connections, misrepresenting, 16 §§ 13.136013.1570

Coercion:

Coercing and intimidating, of competitors, customers, distributors, suppliers, publishers, etc., 16 §§ 13.340-13.385

Conspiring to secure competitive business coercively and reciprocally, 16 § 13.480

Combining or conspiring, to engage in unfair or unlawful trade practices, 16 §§ 13.290, 13.390-13.495

Commercializing:

Governmental matter, confidential or restricted; commercializing improperly, 16 § 13.500

Military or naval, commercializing unsanctioned, 16 § 13.505

Competition, conspiring to eliminate, 16 §§ 13.340-13.495

Competitors:

Appropriating values of, 16 § 13.300

Coercing and intimidating, 16 §§ 13.340-13.385

Contracts with customers, employees, landlords; inducing breach of
16 §§ 13.1060-13.1075

Cutting off access to customers or market, 16 §§ 13.540-13.605
Cutting off supplies or service, 16 §§ 13.610-13.660

Disparaging competitors and their products, 16 §§ 13.895-13.955
Enticing away employees, 16 § 13.1050

Interfering with competitors or their goods, 16 §§ 13.1085-13.1090
Simulating competitor or product thereof, 16 §§ 13.2200-13.2245
Spying on, 16 § 13.2250

Stock of, acquiring of, 16 § 13.5

Values of, appropriating, 16 § 13.300

Concealing certain required marking. See Marking.

Confidential or restricted information or matter:

Acquiring confidential information unfairly, 16 § 13.1

Governmental matter, confidential or restricted:

Commercializing improperly, 16 §§ 13.500, 13.505
Publishing improperly, 16 § 13.2110

Conspiring or combining, to engage in unfair or unlawful trade practices
with respect to prices, competition, monopoly, deception, etc., 16
§§ 13.290, 13.390-13.495

Contest schemes, using unfairly, 16 § 13.2270

Contracts, competitors'; inducing breach of, 16 §§ 13.1060-13.1075

Controlling:

Goods' destination or use, after purchase, 16 § 13.530

Sellers' suppliers, controlling unfairly, 16 § 13.535

Corrections or adjustments, delaying or withholding, 16 § 13.675
Cost; selling below cost, 16 § 13.2180

Federal Trade Commission-Continued

Cease and desist orders-Continued

Credit allowance adjustment, conspiring to force, 16 § 13.435
Customers:

Bribing employees of, 16 §§ 13.305-13.325

Coercing and intimidating, 16 §§ 13.340–13.385

Competitors' contracts with; inducing breach of, 16 §§ 13.1060-13.1075
Cutting off competitors' or others' access to, 16 §§ 13.540-13.605
Enforcing dealings with, or payments, wrongfully, 16 § 13.1045

Spying on, 16 § 13.2250

Cutting off competitors' or others' access to customers or market, 16
§§ 13.540-13.605

Cutting off competitors' or others' supplies or service, 16 §§13.610-13.660
Cutting prices arbitrarily, 16 § 13.665

Dealing on exclusive and tying basis, 16 § 13.670

Dealings or payments, enforcing wrongfully, 16 § 13.1045

Deception or misrepresentation:

Conspiring to sell products deceptively, 16 § 13.490

Deceptive inducements to purchase or deal, offering of, 16 §§ 13.191013.2090

Deceptively opposing Government fostered distributive mechanisms or programs, 16 § 13.2100

Deceptively or unfairly neglecting to make material disclosures, 16 §§ 13.1840-13.1905

Furnishing means and instrumentalities of deception or misrepresentation, 16 § 13.1055

Misrepresenting oneself or goods, 16 §§ 13.1360-13.1838

Securing information deceptively, 16 § 13.2168

Delaying or withholding corrections or adjustments, 16 § 13.675

Delivered price systems. See Prices.

Delivering short measure, 16 § 13.680

Discriminate, conspiring to, 16 § 13.405

Disparaging competitors and their products, 16 §§ 13.895-13.1040

Distribution or dealing, conspiring to limit to regular, established, or acceptable channels or classes, 16 § 13.450

Distribution mechanisms and programs, Government fostered; opposing
unfairly or deceptively, 16 § 13.2100

Employees, of competitors or customers. See Competitors; Customers.
Enforcing dealings or payments wrongfully, 16 § 13.1045

Enticing away competitors' employees, 16 § 13.1050

Exclusive and tying basis, dealing on, 16 § 13.670

Flammable wear; importing, selling or transporting, 16 § 13.1057

Foreign source marking, concealing or obliterating, 16 § 13.515
Geographical zone price systems. See Prices.

Goods:

Competitors' goods:

Disparaging, 16 §§ 13.960-13.1040

Interfering with, 16 §§ 13.1095-13.1105

Conspiring to sell deceptively, etc., 16 §§ 13.340-13.495

Controlling destination or use of, after purchase, 16 § 13.530

Marking of. See Marking.

Misrepresenting of, 16 §§ 13.1575-13.1775

Name; using misleading name, 16 §§ 13.2280-13.2355

Shipping of, in excess of or without order, for payment demand, 16 § 13.2195

Simulating product of competitor or another, 16 §§ 13.2200-13.2245 Government programs, information, employees, etc.:

Confidential or restricted matter:

Commercializing improperly, 16 §§ 13.500, 13.505

Publishing improperly, 16 § 13.2110

Distributive mechanisms or programs, Government fostered; opposing unfairly or deceptively, 16 § 13.2100

Officials or employees:

Bribing of, 16 § 13.320

Commercializing, unsanctioned, the military or naval, 16 § 13.505 Rate advantages, conspiring to nullify, 16 § 13.460

Federal Trade Commission-Continued

Cease and desist orders-Continued

Indorsements or testimonials, claiming falsely, 16 § 13.330

Inducements to purchase or deal; offering unfair, improper or deceptive inducements, 16 §§ 13.1910-13.2090

Information:

Confidential or restricted. See Confidential or restricted information or matter.

Securing information deceptively, 16 § 13.2168

Infringement suits, threatening of, not in good faith, 16 § 13.2265
Interfering with competitors or their goods, 16 §§ 13.1080-13.1105
Intimidating. See Coercing and intimidating.

Labeling; mislabeling, 16 §§ 13.1170-13.1355

Lottery devices, using or selling, 16 §§ 13.2470-13.2480

Maintaining resale prices, 16 §§ 13.1110–13.1167

Marking of products:

Concealing or obliterating law required and informative marking, 16 §§ 13.510-13.525

Misbranding or mislabeling, 16 §§ 13.1170-13.1355

Military titles, uniforms, confidential information, etc.; commercializing unsanctioned, 16 § 13.505

Mislabeling or misbranding, 16 §§ 13.1170-13.1355

Misleading name, using of, 16 §§ 13.2275-13.2465

Misrepresentation. See Deception or misrepresentation.

Monopoly, conspiring to maintain, 16 §§ 13.455, 13.470

Name, misleading; using of, 16 §§ 13.2275-13.2465

Naval titles, uniforms, confidential information, etc.; commercializing unsanctioned, 16 § 13.505

Neglecting, unfairly or deceptively, to make material

16 § 13.1840-13.1905

Orders:

Securing orders falsely or misleadingly, 16 § 13.2175

disclosure,

Shipping goods in excess of or without order, for payment demand,

16 § 13.2195

Passing off, 16 § 13.2105

Patents, rights or privileges:

Conspiring to pool, 16 § 3.465

Using unlawfully, 16 §§ 13.2485-13.2515

Payment demand; shipping goods for, in excess of or without order, 16 § 13.2195

Payments or dealings, enforcing wrongfully, 16 § 13.1045

Price quotations. See Prices.

Prices:

Conspiring or combining to fix, enhance, maintain, etc., 16 §§ 13.39013.495

Cutting arbitrarily, 16 § 13.665

Discrimination; various price systems (basing point, delivered, geographical zone), etc.:

Misrepresenting, 16 §§ 13.1780-13.1835

Under section 2, Clayton Act, 16 §§ 13.685-13.855

Under section 5, Federal Trade Commission Act, 16 §§ 13.860-13.890

Resale prices, maintaining of, 16 §§ 13.1110-13.1167

Selling below cost, 16 § 13.2180

Sham or fictitious bids or price quotations, submitting of, 16 §§ 13.495, 13.2255

Systematic price matching basis (basing points and delivered price systems, etc.) selling and quoting on, 16 §§ 13.2185-13.2190 Promotional sales plans, 16 § 13.1830

Publishing, improperly, confidential or restricted Governmental matter, 16 § 13.2110

Quotations, sham or fictitions. See Prices.

Rate advantages, Government, conspiring to nullify, 16 § 13.460

Representatives or agents, securing falsely or misleadingly, 16 §§ 13.2115

13.2165

Resale prices, maintaining of, 16 §§ 13.1110-13.1167

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