| United States. Congress. Senate. Interior and Insular Affairs Committee - 1974 - 724 pages
...equity security, or certificate of interest in a business trust; or any bond or debenture or other security convertible, with or without consideration,...purchase such a security; or any such warrant or right. (e) "New Corporation" means any corporation of the types described in Subsections 7.3(d)(i) and(ii).... | |
| United States - 1981 - 548 pages
...maturity of which is likewise limited. (11) The term " equity security " means any stock or similar security; or any security convertible, with or without...it may prescribe in the public interest or for the protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
| 1976 - 912 pages
...relationship which has been established with a bank; (b) "Equity security" means any stock; or similar security convertible, with or without consideration,...warrant or right; or any other security which the Comptroller of the Currency shall deem to be of similar nature and considers necessary or appropriate... | |
| United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1978 - 1744 pages
...US.C. 78c(aKll) of the Securities Exchange Act, 15 USC 78c(aXll), to include "any stock or similar security; or any security convertible, with or without...it may prescribe in the public interest or for the protection of investors, to treat as an equity security. 11 See interpretative letter from CFTC Office... | |
| 1978 - 1134 pages
...The term "equity security" Is defined by Section 3(a)(ll) of the Act to mean "any stock or similar security; or any security convertible, with or without...subscribe to or purchase such a security; or any such war"ant or right; or any other security which the Corporation shall deem to be of similar nature and... | |
| 1981 - 446 pages
...The term "equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security or any security convertible, with or without...security; or carrying any warrant or right to subscribe to OT purchase such a security; or any such warrant or right; or any other security which the Corporation... | |
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