 | United States. Office of the Comptroller of the Currency - 1966 - 480 pages
...a national securities exchange, for the purpose of inducing the purchase or sale of such security, any statement which was at the time and in the light...was made, false or misleading with respect to any material fact, and which he knew or had reasonable ground to believe was so false or misleading. (5)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1967 - 136 pages
...J E(A)] "(1) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1967 - 132 pages
...such,] [(A)] "(1) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1968 - 1288 pages
...such — "(1) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1968 - 194 pages
...such — "(1) has willfully made or caused to be made in any application for registration or report filed with the Commission under this title, or in...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 pages
...this title, or in any preceding before 6 the Commission with respect to registration, any state7 ment which was at the time and in the light of the circumstances...or misleading with respect to any material fact, or who has omitted to state in any such application or report any material fact which is required to be... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 pages
...made in any registration statement, application or report filed with the Commission under this title any statement which was at the time and in the light...circumstances under which it was made false or misleading with restpect to any material fact, or has omitted to state in any such registration statement, application,... | |
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Commission with respect to registration, any statement which was at the time and in the light of the circumstances under which it was made false or misleading with respect to any material fact... 
