 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (2) The term "person"... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (3) The term "issuer",... | |
 | United States. Congress. Senate. Committee on Finance - 1962 - 808 pages
...under such a title or lease, collateral trust certificate, transferable share, voting trust certificate or, in general, any interest or instrument commonly...any certificate of interest, or participation in, any temporary or interim certificate, receipt or certificate of deposit for, or any warrant or right... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 pages
...preorganization certificate or subscription, transferable share, investment contract, voting trust certificate, certificate of deposit for a security,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The interest in question is evidenced by a so-called "mineral rights... | |
 | United States - 1938 - 48 pages
...any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...certificate, certificate of deposit, for a security, or in general, any instrument commonly known as a "security"; or any certificate of interest or participation... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 pages
...defined by Section 2 (1) of the Securities Act of 1933 to include "any . . . investment contract, ... or, in general, any interest or instrument commonly known as a 'security' ..." The so-called "assignments," on their face, and judged according to the form they take, appear... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 pages
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. 2:59571—40- 4... | |
 | United States. Congress. House. Committee on the Judiciary - 1940 - 78 pages
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a "security," or any...temporary or interim certificate for receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or... | |
 | United States - 1953 - 1692 pages
...any oil, gas, or other mineral royalty or lease, any collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...certificate, certificate of deposit, for a security, or in general, any instrument commonly known as a "security"; or any certificate of interest or participation... | |
 | United States - 2000 - 1216 pages
...straddle, option, or privilege entered Into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certifícate of Interest or participation in, temporary or interim certificate for, receipt for, guarantee... | |
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... security," or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 
