Hidden fields
Books Books
" ... security," or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
United States Reports: Cases Adjudged in the Supreme Court - Page 348
by United States. Supreme Court - 1944
Full view - About this book

United States Code, Volume 2

United States - 1988 - 1350 pages
...partner in a limited partnership; (xiv) other claim or interest commonly known as "security"; and (xv) certificate of interest or participation in, temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase or sell, a security; but (B) does not include— (i)...
Full view - About this book

Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 3

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 pages
...interest or participation in any profitsharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. It will be noted...
Full view - About this book

Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1964 - 356 pages
...voting-trust certificate, certificate of interest in property, tangible or intangible, or, in general, any instrument commonly known as a security, or any certificate of interest or participation m, temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase,...
Full view - About this book

United States Reports: Cases Adjudged in the Supreme Court, Volume 328

United States. Supreme Court - 1947 - 978 pages
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Opinion of the Court. 328 US as separate transactions involving no...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1210 pages
...interest or participation in any profit-sharing agreement, collateral-trust certificate, pre-organization certificate or subscription, transferable share. Investment...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under §3302.3-2 shall...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 604 pages
...interest or participation in any profit-sharing agreement, collateral-trust certificate, pre-organization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under §256.41 of this...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

1975 - 952 pages
...interest or participation in any profit-sharing agreement, collateraltrust certificate, pre-organization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under § 3302.3-2 shall...
Full view - About this book

The Code of Federal Regulations of the United States of America

2003 - 638 pages
...pre-organization certificate or subscription, transferable share, investment contract, votingtreat certificate, certificate of deposit for a security,...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing. (b) A person filing a Statement of Production under §256.41 of this...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

1989 - 700 pages
...preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing, except that a "security" shall not include an insured account. [47...
Full view - About this book

Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 524 pages
...preorganization or subscription, transferable share, investment contract, voting trust certificate or, in general, any interest or Instrument commonly...guarantee of, or warrant or right to subscribe to or purchase any of the foregoing, except that a security shall not include an account insured, in whole...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF