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" ... security," or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
United States Reports: Cases Adjudged in the Supreme Court - Page 348
by United States. Supreme Court - 1944
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 556 pages
...straddle, option, or privilege entered into a national securities exchange relating to foreign currency; any interest or instrument commonly known as a "security";...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. Significant or Substantial foreign agreement (also referred to in this...
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The Code of Federal Regulations of the United States of America

2002 - 656 pages
...contract, voting;rust certificate, certificate of deposit 'or a security, fractional undivided in;erest in oil, gas, or other mineral rights, or, in general,...interest or participation in. temporary or interim :ertificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of...
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Study of Monopoly Power: Hearings Before the Subcommittee on Study of ...

United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5, United States. Congress. House. Committee on the Judiciary. Subcommittee on Study of Monopoly Power - 1949 - 848 pages
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, guaranty of, assumption of liability on, or warrant or right to subscribe to or purchase, any of the...
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The Code of Federal Regulations of the United States of America

2002 - 564 pages
...bond, debenture, transferable share, investment contract, voting trust certificate, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing. (35) Solicitation; solicit....
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 pages
...bond, debenture, transferable share, investment contract, voting trust certificate, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing. (35) Solicitation; solicit....
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The Code of Federal Regulations of the United States of America

2004 - 500 pages
...index of securities (including any interest therein or based on the value thereof), or, in general, any instrument commonly known as a "security'; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing. Security does not include currency;...
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The Code of Federal Regulations of the United States of America

1994 - 690 pages
...security; any security carrying any warrant or right to subscribe to or purchase any such security; and any certificate of interest or participation in, temporary or interim certificate for, or receipt for any of the foregoing. The term equity security does not include any of the foregoing...
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The Code of Federal Regulations of the United States of America

1995 - 578 pages
...certificate or subscription, transferable share, investment contract, votingtrust certificate, certifícate of deposit for a security, fractional undivided interest...guarantee of, or warrant or right to subscribe to or purchase any of the foregroingr. (b) A person filing a Statement of Production under §256.41 of this...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 740 pages
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...temporary or interim certificate for, receipt for, guaranty of, or warrant or right to subscribe to or purchase any of the foregoing. (19) "State" means...
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The Emerging Asian Bond Market

Ismail Dalla - 1995 - 172 pages
...interest or participation in any profit-sharing agreement, collateral trust certificate, preorganization certificate or subscription, transferable share, investment...undivided interest in oil, gas or other mineral rights, any put, call, straddle, option or privilege on any security, certificate of deposit, or group or index...
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