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" ... (b) The rights and remedies provided by this title shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933 or the Securities Exchange Act of 1934, or... "
Investigation of Conglomerate Corporations: Hearings Before Antitrust ... - Page 114
by United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970
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The Code of Federal Regulations of the United States of America ..., Book 3

1939 - 1624 pages
...supporting papers; also copies of periodic reports and supporting papers filed in compliance with either the Securities Act of 1933 or the Securities Exchange Act of 1934. fi. Proxies and voting lists: (a) Proxies of holders of voting securities 3 years. (b) Lists of holders...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 pages
...under this bill, there was a provision that if the company already had filed a registration statement under the Securities Act of 1933 or the Securities Exchange Act of 1934, it could file a copy of the statement for its registration statement under this bill — with, of course,...
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Investment Trusts and Investment Companies: Hearings Before a ..., Part 3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 pages
...pursuant to paragraph (2) of subsection (b), any registrant which has filed a registration statement under the Securities Act of 1933 or the Securities Exchange Act of 1934, which registration statement is currently effective, may file — (1) such copies of such registration...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Parts 1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 pages
...under this bill, there was a provision that if the company already had filed a registration statement under the Securities Act of 1933 or the Securities Exchange Act of 1934, it could file a copy of the statement for its registration statement under this bill — with, of course,...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 pages
...shall be construed to prohibit a statement that a person or security is registered under this Act, the Securities Act of 1933, or the Securities Exchange Act of 1934, if such statement is true in fact and if the effect of such registration is not misrepresented. (d)...
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The Code of Federal Regulations of the United States of ..., Volumes 18-30

1939 - 1628 pages
...supporting papers; also copies of periodic reports and supporting papers filed In compliance with either the Securities Act of 1933 or the Securities Exchange Act of 1934. 5. Proxies and voting lists: (a) Proxies of holders of voting securities 3 years. (b) Lists of holders...
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United States Code, Volume 2

United States - 1953 - 1692 pages
...provided by this subchapter shall be in addition to any and all other rights and remedies that may exist dities of a competitor or competitors of the lessor or seller, where the or the Public Utility Holding Company Act of 1935, or otherwise at law or in equity; but no person...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 pages
...to determine the extent to which the issuers of these securities had at some time registered either under the securities act of 1933 or the Securities Exchange act of 1934, or the Public Utility Holding Company Act of 1935. We have found that issuers who had at some time...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 pages
...to determine the extent to which the issuers of these securities had at some time registered either under the securities act of 1933 or the Securities Exchange act of 1934, or the Public Utility Holding Company Act of 1935. We have found that issuers who had at some time...
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The Code of Federal Regulations of the United States of America

1971 - 660 pages
...accounts" shall not be applicable with respect tocompanies which have previously filed financial statements under the Securities Act of 1933, or the Securities Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the most recent...
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