| 1939 - 1624 pages
...supporting papers; also copies of periodic reports and supporting papers filed in compliance with either the Securities Act of 1933 or the Securities Exchange Act of 1934. fi. Proxies and voting lists: (a) Proxies of holders of voting securities 3 years. (b) Lists of holders... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 pages
...under this bill, there was a provision that if the company already had filed a registration statement under the Securities Act of 1933 or the Securities Exchange Act of 1934, it could file a copy of the statement for its registration statement under this bill — with, of course,... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 pages
...under this bill, there was a provision that if the company already had filed a registration statement under the Securities Act of 1933 or the Securities Exchange Act of 1934, it could file a copy of the statement for its registration statement under this bill — with, of course,... | |
| 1939 - 1628 pages
...supporting papers; also copies of periodic reports and supporting papers filed In compliance with either the Securities Act of 1933 or the Securities Exchange Act of 1934. 5. Proxies and voting lists: (a) Proxies of holders of voting securities 3 years. (b) Lists of holders... | |
| United States - 1953 - 1692 pages
...provided by this subchapter shall be in addition to any and all other rights and remedies that may exist dities of a competitor or competitors of the lessor or seller, where the or the Public Utility Holding Company Act of 1935, or otherwise at law or in equity; but no person... | |
| 1971 - 660 pages
...accounts" shall not be applicable with respect tocompanies which have previously filed financial statements under the Securities Act of 1933, or the Securities Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the most recent... | |
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