...in financial statements included in documents prepared pursuant to rules adopted pursuant to either the Securities Act of 1933 or the Securities Exchange Act of 1934 and filed with or furnished to the Commission after April 14, 1983, unless they had disclosed the practice...

...arbitration clause may not be used to deprive a litigant of access to the federal courts for a claim under the Securities Act of 1933 or the Securities Exchange Act of 1934. Mr. TAUZIN [presiding]. Thank you. I want to apologize for the musical chairs today but there is a...

...in financial statements included in documents prepared pursuant to rules adopted pursuant to either the Securities Act of 1933 or the Securities Exchange Act of 1934 and filed with or furnished to the Commission after April 14, 1983, unless they had disclosed the practice...

...existing securities laws, and, if the question is would we try to apply every single interpretation of the Securities Act of 1933 or the Securities Exchange Act of 1934 in crafting rules under the Commodity Exchange Act, assuming that is what Congress asked us to administer,...

...any right or remedy available to the Securities and Exchange Commission or any private party arising under the Securities Act of 1933 or the Securities Exchange Act of 1934 governing the issuance, offer, purchase, or sale of securities of a commodity pool, or of persons engaged...

...corporation files a registration statement with the Securities and Exchange Commission pursuant to either the Securities Act of 1933 or the Securities Exchange Act of 1934. (b) No provision of this section shall be construed to require or imply that a Native Corporation shall,...

...shall be construed to prohibit a statement that a person or security is registered under this Act, the Securities Act of 1933, or the Securities Exchange Act of 1934, if such statement is true in fact and if the effect of such registration is not misrepresented. (d)...

...to make the statement not misleading, shall not serve as the basis for a private action for damages under The Securities Act of 1933 or The Securities Exchange Act of 1934 if: (1) The forward-looking statement is made in connection with a listed equity security or Nasdaq...

...Bonds, are securities, not loans or loan participations. Furthermore, they are not exempted securities under the Securities Act of 1933 or the Securities Exchange Act of 1934. Despite being subject to registration, however, Brady Bonds typically are not registered with the Commission,...

...provided by this title shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, or otherwise at law or in equity; but no person...