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" ... (b) The rights and remedies provided by this title shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933 or the Securities Exchange Act of 1934, or... "
Investigation of Conglomerate Corporations: Hearings Before Antitrust ... - Page 114
by United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970
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Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1624 pages
...the appropriate part of appliif applicable: 2 (c). CONTROL. If, in any registration statement filed under the Securities Act of 1933 or the Securities Exchange Act of 1934. the applicant has stated that any corporation, individual, or other entity possesses, directly or indirectly,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1182 pages
...shall not be applicable with respect to companies which have previously filed financial statements under the Securities Act of 1933, or the Securities Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the most recent...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 136 pages
...has aided, abetted, counseled, commanded, induced, o: procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, [as any of such statutes heretofore have been or hereafter...
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Investment Company Amendments of 1967: S. 1659: Analysis of S ..., Volumes 22-23

United States. Congress. Senate. Committee on Banking and Currency - 1967 - 132 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, [as any of such statutes heretofore have been or hereafter...
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Investment Company Act Amendments of 1967: Bank and Insurance Company ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 192 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, or of any rule or regulation under any of such statutes...
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Investment Company Amendments Act of 1969: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, or of any rule or regulation under any of such statutes...
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Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ...

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1736 pages
...any person for wh equivalent information for the period has been filed with the Commission pursu to the Securities Act of 1933 or the Securities Exchange Act of 1934. 15. Revaluation of Property. (a) If there were any material increases or decreases in investments,...
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High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 pages
..."SmathersKeogh" or HR 10 plans from the Investment Company Act of 1940, but not from the disclosure provisions of the Securities Act of 1933 or the Securities Exchange Act of 1934. The remaining parts of this statement explain various other proposed amendments which are designed...
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Hearings, Reports and Prints of the House Committee on the Judiciary

United States. Congress. House. Committee on the Judiciary - 1970 - 1210 pages
...expressed Commission policy to be : In cases where financial statements filed with this Commission parsai to its rules and regulations under the Securities Act of 1933 or the Securi* Exchange Act of 1934 are prepared in accordance with accounting pritax for which there is no...
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Penn Central Transportation Company: Adequacy of Investor Protection ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Investigations - 1971 - 258 pages
...person for whom equivalent information for the period has been filed with the Commission pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934. 10. Revaluation of Assets. (a) If there were any material increases or decreases in investments, in...
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