Hidden fields
Books Books
" ... (b) The rights and remedies provided by this title shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933 or the Securities Exchange Act of 1934, or... "
Investigation of Conglomerate Corporations: Hearings Before Antitrust ... - Page 114
by United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970
Full view - About this book

Status and Performance of the United States Postal Service: Hearings Before ...

United States. Congress. House. Committee on Post Office and Civil Service. Subcommittee on Postal Service - 1972 - 756 pages
...Federal regulation, counsel had to determine whether the bonds were subject to the requirements of the Securities Act of 1933 or the Securities Exchange Act of 1934. The central document that had to be prepared was the prospectus describing the offering. Because of...
Full view - About this book

Investment Advisers Act of 1940, as in Effect July 1, 1974

United States. Securities and Exchange Commission - 1974 - 36 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, or of any rule or regulations under any of such statutes...
Full view - About this book

The Code of Federal Regulations of the United States of America

1949 - 432 pages
...registration, prospectus or offering sheet with the Securities and Exchange Commission pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 or said Commission's rules and regulations under said acts; if so, under what provision of said acts...
Full view - About this book

Trust Indenture Act of 1939 as in Effect June 4, 1975

United States - 1977 - 40 pages
...this title shall be in addition to any and all Section 328 other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, or otherwise at law or in equity; but no person...
Full view - About this book

ERISA Improvements Act of 1978: Joint Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Human Resources. Subcommittee on Labor - 1978 - 1626 pages
...statements: "In cases where financial statements filed with this Commission pursuant to its rules snd regulations under the Securities Act of 1933 or the...of 1934 are prepared in accordance with accounting principled for which there is no substantial authoritative support, auch financial statements will...
Full view - About this book

ERISA Improvements Act of 1978: Joint Hearings Before the Subcommittee on ...

United States. Congress. Senate. Committee on Human Resources. Subcommittee on Labor - 1978 - 1498 pages
...statements: "In cases where financial statements filed with this Commission pursuant to its rules ind regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934 •re prepared in accordance with accounting principles for which there is no substantial luihoriUtive...
Full view - About this book

Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 pages
...shall be construed to prohibit a statement that a person or security is registered under this Act, the Securities Act of 1933, or the Securities Exchange Act of 1934, if such statement is true in fact and if the effect of such registration is not misrepresented. (d)...
Full view - About this book

Judicial Access/court Costs--H.R. 5103 and H.R. 6429: Hearings Before the ...

United States. Congress. House. Committee on Small Business. Subcommittee on SBA and SBIC Authority and General Small Business Problems - 1980 - 352 pages
...action. Eg, 15 USC §§77t(b), 78u(d), (e) (1976) (Securities and Exchange Commission actions to enforce the Securities Act of 1933 or the Securities Exchange Act of 1934); 29 USC §216(c) (1976) (Secretary of Labor minimum wage action). The Attorney General may designate...
Full view - About this book

Retirement Income Incentives and Administrative Simplification Act of 1981 ...

United States. Congress. Senate. Committee on Labor and Human Resources. Subcommittee on Labor - 1982 - 1080 pages
...available if the plan purchases a security that is widely held, freely transferable and registered under the Securities Act of 1933 or the Securities Exchange Act of 1934. 29 CFR §2550.401bl(c)(2), 45 Fed. Reg. 38086 (June 6, 1980). 946 Failure to identify and avoid a "prohibited...
Full view - About this book

Public Utility Holding Company Act: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Energy Conservation and Power - 1982 - 920 pages
...remedies under the act (except as provided in section 17(b)) shall be in addition to those that may exist under the Securities Act of 1933 or the Securities Exchange Act of 1934, or otherwise at law or in equity, but that no person may recover a total amount in excess of his actual...
Full view - About this book




  1. My library
  2. Help
  3. Advanced Book Search
  4. Download EPUB
  5. Download PDF