 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 pages
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...issuer, any person directly or indirectly controlling or con* Paragraph (101 orlj-lnally read- "(10) Tbe term •proapeetna' awana any prniipectuii. nMIc* rirrul«f... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 pages
...in excess of the usual and customary distributors' or sellers' commission. As used in this paragraph the term "issuer" shall include, in addition to an...issuer, any person directly or indirectly controlling or con' Paragraph (10) orlglnallr rend: "(10) Tbc term 'prospectai' Bronn Bny prn«pectu«, notice, circular,... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 pages
...No. 077, 83d Cong. »Public No. 577, 83d Cong., added "offen or" before "sells" in first sentence. the term "issuer" shall include, in addition to an...direct or indirect common control with the issuer. (12) The term "dealer" means any person who engages either for all or part of his time, directly or... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 166 pages
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 pages
...the Commission deems it necessary or desirable, of consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer ; but insofar as they relate to any common carrier subject to the provisions of section 20 of the Interstate... | |
 | United States - 1966 - 832 pages
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | United States. Office of the Comptroller of the Currency - 1966 - 480 pages
...deems it necessary or desirable, of separate and/or consolidated balance sheets or income accounts of any person directly or indirectly controlling or controlled...direct or indirect common control with the issuer; but in the case of the reports of any person whose methods of accounting are prescribed under the provisions... | |
 | United States. Tax Court - 1979 - 1352 pages
...participation in any such undertaking." For the purpose of section 2(11), the term "issuer" includes, in addition to an issuer, "any person directly or...direct or indirect common control with the issuer." A distribution of stock within a relatively short time after acquisition would be evidence that it... | |
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As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer. 
