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" No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under... "
Decisions and Reports - Page 493
by United States. Securities and Exchange Commission - 1953
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The Code of Federal Regulations of the United States of America

1977 - 956 pages
...communication, written or oral, containing any statement that, at the time and in the light of the circumrtances under which it is made, is false or misleading with respect to any material fact, or that omits to state any material fact necessary in order to make the statement therein not false or...
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Limited Partnerships: Hearings Before the Subcommittee on ..., Volume 4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1991 - 468 pages
...suiting or other communication, written or oral, containing any statement which, at the time and in light of the circumstances under which it is made, is false or misleading with respect of any material fact, or which omits to state any material fact necessary in order to make the statements...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 pages
...title or the keeping of which is required pursuant to section 31(a) makes any untrue statement of a material fact or omits to state any material fact necessary in order to prevent the statements made therein from being materially misleading in the light of the circumstances...
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H.R. 3615, the Mutual Bank Conversion Act: Field Hearing Before ..., Volume 4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 424 pages
...solicitation of proxies by means of any "communication, written or oral, containing any statement which, at the time and in- the light of the circumstances under...is made, is false or misleading with respect to any material fact."8 In addition to the fact that various press statements and contact with Home Savings'...
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Due Diligence in Business Transactions

Gary M. Lawrence - 2023 - 1506 pages
...of a company filing a registration statement that contains any statement which, at the time and in light of the circumstances under which it is made,...or misleading with respect to any material fact or which omits to state any material fact necessary in order to make the statements therein not false...
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Meetings of Stockholders

R. Franklin Balotti, Jesse A. Finkelstein, Gregory P. Williams - 1995 - 1010 pages
...solicitation materials.180 The rules prohibit solicitations from: containing any statement which, at the time and in the light of the circumstances under...or misleading with respect to any material fact, or which omits to state any material fact necessary in order to make the statements therein not false...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1999 - 740 pages
...title or the keeping of which is required pursuant to section 31(a) makes any untrue statement of a material fact or omits to state any material fact necessary in order to prevent the statements made therein from being materially misleading in the light of the circumstances...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volume 4

United States - 1997 - 776 pages
...title or the keeping of which is required pursuant to section 31(a) makes any untrue statement of a material fact or omits to state any material fact necessary in order to prevent the statements made therein from being materially misleading in the light of the circumstances...
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106-2 Hearings: Day Trading: Everyone Gambles But The House, S. Hrg. 106-505 ...

2000 - 1218 pages
...document filed with the secretary or in any proceeding under mis chapter, any statement which is. at the time and in the light of the circumstances under which it is made, false or misleading m any material respect 169. Section 407 A of the Act provider (3) If the secretary...
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Equitable Compensation Act: Hearing Before the Committee on Indian Affairs ...

United States. Congress. Senate. Committee on Indian Affairs (1993- ) - 2001 - 580 pages
...of the Borrower in connection with or pursuant to this Agreement contains any untrue statement of a material fact or omits to state any material fact necessary in order to make the statements contained therein not misleading. Certificates or statements furnished by or on behalf...
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