| United States - 1938 - 48 pages
...the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without...it may prescribe in the public interest or for the protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
| United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...(giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
| United States - 1953 - 1692 pages
...the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar the form or forms in which information required in...details to be shown in balance sheets, profit and loss protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
| United States - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...it may prescribe in the public interest or for the protection of investors, to treat as an equity security. (12) The term "exempted security" or "exempted... | |
| 2004 - 774 pages
...partnership interest, interest in a joint venture, or certificate of interest in a business trust; any security future on any such security; or any security...such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling such a... | |
| 1981 - 400 pages
...The term "equity security" is defined by section 3(a)(11) of the Act to mean "any stock or similar security; or any security convertible, with or without...warrant or right; or any other security which the Corporation shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
| 1989 - 614 pages
...The term "equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; or any security convertible, with or without...warrant or right; or any other security which the PDIC shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
| 1979 - 1462 pages
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; °r any security convertible, with or without consideration,...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
| 1977 - 970 pages
...relationship which has been established with a bank; (b) "Equity security" means any stock; or similar security convertible, with or without consideration,...warrant or right; or any other security which the Comptroller of the Currency shall deem to be of similar nature and considers necessary or appropriate... | |
| 2002 - 748 pages
...significant revenue therefrom. (i) Equity security. The term equity security means any stock or similar security; or any security convertible, with or without...purchase such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term 50-percent-owned person, in relation to a specified person,... | |
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