| 1967 - 1182 pages
...shall not be applicable with respect to companies which have previously filed financial statements under the Securities Act of 1933, or the Securities Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the most recent... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1967 - 136 pages
...has aided, abetted, counseled, commanded, induced, o: procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, [as any of such statutes heretofore have been or hereafter... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1967 - 132 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, [as any of such statutes heretofore have been or hereafter... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 pages
...has aided, abetted, counseled, commanded, induced, or procured the violation by any other person of the Securities Act of 1933, or the Securities Exchange Act of 1934, or of title I of this Act, or of this title, or of any rule or regulation under any of such statutes... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 pages
..."SmathersKeogh" or HR 10 plans from the Investment Company Act of 1940, but not from the disclosure provisions of the Securities Act of 1933 or the Securities Exchange Act of 1934. The remaining parts of this statement explain various other proposed amendments which are designed... | |
| United States. Congress. House. Committee on the Judiciary - 1970 - 1210 pages
...expressed Commission policy to be : In cases where financial statements filed with this Commission parsai to its rules and regulations under the Securities Act of 1933 or the Securi* Exchange Act of 1934 are prepared in accordance with accounting pritax for which there is no... | |
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