...shall not be applicable with respect to cempanles which have previously filed financial statements under the Securities Act of 1933, or the SecuritIes Exchange Act of 1934. As to such companies, however, balances as per accounts may be taken as of the close of the most recent...

...in financial statements included in documents prepared pursuant to rules adopted pursuant to either the Securities Act of 1933 or the Securities Exchange Act of 1934 and filed with or furnished to the Commission after April 14, 1983, unless they had disclosed the practice...

...person for whom equivalent Information for the period has been filed with the Commlseion pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934. (15) Revaluation of property. (1) If there were any material Increases or decreases In Investments,...

...registration, prospectus or offering sheet with the Securities and Exchange Commission pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 or said Commission's rules and regulations under said acts; if so, under what provision of said acts...

...Act, and the Sherman Act. Neither in the committee hearings nor in the debates in Congress on either the Securities Act of 1933 or the Securities Exchange Act of 1934 was it suggested that any of the business practices which would be recognized and authorized thereby...

...financial statements included In a registration statement or annual report filed with the Commission under the Securities Act of 1933 or the Securities Exchange Act of 1934 may be considered to be independent if he has entered into an indemnity agreement with the registrant....

...shall be construed to prohibit a statement that a person or security is registered under this Act, the Securities Act of 1933, or the Securities Exchange Act of 1934, if such statement is true in fact and if the effect of such registration is not misrepresented. (d)...

...conduct or practice in connection with the purchase or sale of a security; or 4. Has willfully violated the Securities Act of 1933, or the Securities Exchange Act of 1934, or any rule or regulation thereunder. The State laws vary widely. • Some simply require a notification...

...action. Eg, 15 USC §§77t(b), 78u(d), (e) (1976) (Securities and Exchange Commission actions to enforce the Securities Act of 1933 or the Securities Exchange Act of 1934); 29 USC § 216(c) (1976) (Secretary of Labor minimum wage action). The Attorney General may designate...

...person for whom equivalent information for the period has been filed with the Commission pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934. 15. Revaluation of Property (a) If there were any material increases or decreases in investments, in...